Regulatory Disclosures

This document contains important regulatory information and disclosures relating to The Telldar Holdings Company and its affiliated entities (collectively, "Telldar," "we," "us," or "our"). These disclosures are provided in compliance with applicable laws, regulations, and regulatory guidance, and should be read in conjunction with other legal notices and policies published on our websites.

The information contained in this document is provided for general informational purposes only and does not constitute legal, financial, investment, or professional advice. Readers should seek appropriate professional advice before making decisions based on this information.

Unless otherwise indicated, the information in this document is current as of the date of publication. We undertake no obligation to update this information except as required by applicable law or regulation.

2.1 The Telldar Holdings Company

The Telldar Holdings Company is a private limited company incorporated under the laws of England and Wales. The company serves as the ultimate holding company for the Telldar group of companies and is responsible for the overall strategic direction, governance, and oversight of the group's activities.

Registered Office: The registered office address of The Telldar Holdings Company is available from Companies House or upon request from our corporate secretarial function.

Company Registration Number: Available upon request or from the Companies House register.

VAT Registration Number: Available upon request for relevant entities.

2.2 Group Structure

The Telldar group comprises multiple legal entities operating across various jurisdictions and business sectors. The specific regulatory status and authorization details of individual group entities vary according to their activities, geographic location, and applicable regulatory frameworks. Information about specific group entities can be obtained by contacting the relevant entity directly or through our central corporate function.

3.1 General Regulatory Position

Our operations are conducted in compliance with the laws and regulations applicable in each jurisdiction where we conduct business. This includes compliance with company law, securities regulation, financial services regulation, data protection law, competition law, employment law, health and safety legislation, environmental regulation, and other applicable legal and regulatory requirements.

Certain of our affiliated entities are authorized, regulated, or registered with relevant regulatory authorities in the jurisdictions in which they operate. The regulatory status of specific entities depends on the nature of their activities and the requirements of applicable law. We maintain appropriate licenses, authorizations, registrations, and permits as required for our business activities.

3.2 Financial Services Activities

Certain Telldar group entities may be authorized to conduct regulated financial services activities in their respective jurisdictions. The scope of permitted activities, applicable conduct requirements, and regulatory protections available to clients vary according to the specific authorization held by each entity and the regulatory framework applicable in the relevant jurisdiction.

Where we conduct regulated financial services activities in the United Kingdom, the relevant group entity is authorized and regulated by the Financial Conduct Authority (FCA). The FCA Register can be accessed at register.fca.org.uk to verify the authorization status and permitted activities of FCA-regulated firms.

Where we conduct regulated activities in other jurisdictions, the relevant group entity operates under authorization from the applicable local regulatory authority. Details of such authorizations are available upon request or from the relevant regulatory register.

3.3 Professional Services

Certain professional services provided by Telldar group entities may be subject to regulation by professional bodies or statutory regulators. Our professional staff are subject to applicable codes of conduct, ethical standards, and continuing professional development requirements established by relevant professional bodies.

4.1 Client Classification

Where applicable regulatory frameworks require client classification, we classify clients in accordance with the relevant regulatory requirements. Client classification affects the level of regulatory protection available and the information and disclosures provided. Clients may request a different classification subject to meeting applicable eligibility criteria.

4.2 Conflicts of Interest

We have established policies and procedures to identify, prevent, manage, and where appropriate, disclose conflicts of interest that may arise in connection with our business activities. Our conflicts of interest policy applies across the Telldar group and addresses conflicts between group entities, between staff and clients, between different clients, and other potential conflict situations.

Where conflicts of interest cannot be prevented or adequately managed, we will disclose the general nature and source of the conflict to affected clients before undertaking business on their behalf, allowing them to make an informed decision about whether to proceed.

4.3 Best Execution

Where we execute orders on behalf of clients in financial instruments, we have established arrangements to obtain the best possible result for our clients taking into account price, costs, speed, likelihood of execution and settlement, size, nature, and any other relevant considerations. Our order execution policy is available to clients upon request.

4.4 Inducements

Our policies on the receipt and provision of inducements (benefits, fees, commissions, or non-monetary benefits) comply with applicable regulatory requirements. We do not accept or provide inducements that would impair our duty to act in the best interests of our clients.

5.1 General Investment Risks

Investments and financial instruments involve risk. The value of investments and the income from them can go down as well as up and are not guaranteed. Investors may not receive back the full amount originally invested. Past performance is not a reliable indicator of future results and should not be the sole factor considered when selecting investments.

The specific risks associated with any investment depend on the nature of the investment, the investment strategy, market conditions, and other factors. Investors should carefully consider their investment objectives, risk tolerance, and financial circumstances before making investment decisions.

5.2 Specific Risk Factors

The following are examples of risks that may be relevant to investments and services provided by Telldar group entities. This is not an exhaustive list, and specific investments may be subject to additional risks:

5.3 Complex and High-Risk Investments

Certain investments, including but not limited to derivatives, structured products, leveraged instruments, alternative investments, and unlisted securities, may involve elevated levels of risk and complexity. Such investments may not be suitable for all investors and may result in losses exceeding the amount invested.

Investors considering complex or high-risk investments should ensure they fully understand the nature of the investment, the risks involved, and the potential for loss. Independent professional advice should be sought where appropriate.

6.1 UK Financial Services Compensation Scheme

Where Telldar group entities are authorized by the Financial Conduct Authority in the United Kingdom, eligible claimants may be entitled to compensation from the Financial Services Compensation Scheme (FSCS) if the firm is unable to meet its obligations. The FSCS is the UK's statutory compensation scheme of last resort.

The availability of FSCS protection depends on the type of business, the circumstances of the claim, and the eligibility of the claimant. Not all business is covered by the FSCS, and coverage limits apply. Further information about the FSCS is available at www.fscs.org.uk.

6.2 Other Compensation Arrangements

Where our regulated entities operate in jurisdictions with investor compensation schemes or similar protection arrangements, participation in such schemes is maintained as required by applicable law. The scope and limits of protection vary by jurisdiction and are subject to the rules of the relevant scheme. Details of applicable protection arrangements are available upon request.

7.1 Complaints Procedure

We have established procedures for handling complaints in accordance with applicable regulatory requirements. If you wish to make a complaint about any aspect of our services, please contact us in writing at the address provided or through our designated complaints channel.

Upon receipt of a complaint, we will acknowledge receipt promptly and investigate the matter thoroughly. We will provide a substantive response within the timeframes required by applicable regulation. Our complaints handling policy is available upon request.

7.2 Financial Ombudsman Service

If you are an eligible complainant and are not satisfied with our final response to your complaint, you may have the right to refer your complaint to the Financial Ombudsman Service (FOS). The FOS is a free and independent dispute resolution service for financial services complaints in the United Kingdom.

The FOS can consider complaints from eligible complainants, including individuals, micro-enterprises, small businesses, charities, and trusts meeting certain criteria. Further information about the FOS, including eligibility criteria and how to make a complaint, is available at www.financial-ombudsman.org.uk.

7.3 Other Dispute Resolution Mechanisms

Depending on the nature of the complaint and the services involved, other dispute resolution mechanisms may be available, including alternative dispute resolution schemes, regulatory referral processes, or civil litigation. We will provide information about available options as part of our complaints handling process.

8.1 Geographic Restrictions

Our ability to provide services across borders is subject to local regulatory requirements and restrictions. The services described on our websites may not be available in all jurisdictions, and access to our websites does not constitute an offer or solicitation to provide services where such offer or solicitation would be unlawful.

Nothing on our websites should be construed as an offer or solicitation to any person in any jurisdiction where such offer or solicitation is not authorized or to any person to whom it would be unlawful to make such an offer or solicitation.

8.2 US Persons

Unless specifically stated otherwise, the services described on our websites are not directed at US persons and are not available to US persons. For these purposes, "US person" includes any natural person who is a citizen or resident of the United States, any partnership or corporation organized or incorporated under the laws of the United States, and certain other persons as defined under applicable US law.

8.3 Other Jurisdictions

Certain services may be restricted or unavailable in other jurisdictions due to local regulatory requirements. If you are accessing our websites or seeking to use our services from outside the United Kingdom, you are responsible for ensuring compliance with local laws and regulations.

9.1 Professional Conduct

Our professional staff are subject to applicable codes of conduct and professional standards in the jurisdictions where they provide services. We maintain robust policies and procedures to ensure compliance with these standards and to promote ethical conduct throughout our organization.

9.2 Anti-Money Laundering

We are committed to preventing the use of our services for money laundering, terrorist financing, or other financial crimes. We maintain comprehensive anti-money laundering (AML) policies and procedures, including customer due diligence, transaction monitoring, and suspicious activity reporting, in compliance with applicable laws and regulations.

9.3 Sanctions Compliance

We comply with applicable economic and trade sanctions programs, including those administered by the Office of Financial Sanctions Implementation (OFSI) in the UK, the Office of Foreign Assets Control (OFAC) in the US, and other relevant authorities. We maintain policies and procedures to screen clients and transactions against applicable sanctions lists.

9.4 Anti-Bribery and Corruption

We conduct our business in compliance with the UK Bribery Act 2010 and other applicable anti-corruption laws. We do not tolerate bribery or corruption in any form and maintain policies and procedures to prevent and detect improper conduct.

We process personal data in accordance with applicable data protection laws, including the UK General Data Protection Regulation (UK GDPR) and the Data Protection Act 2018. Our Privacy Policy provides detailed information about how we collect, use, and protect personal data.

We maintain appropriate confidentiality arrangements to protect client information and comply with applicable professional secrecy and confidentiality obligations. Information may be disclosed where required or permitted by law or regulation, or with client consent.

We make regulatory filings, reports, and disclosures as required by applicable laws and regulations. These may include financial statements, prudential reports, transaction reports, and other regulatory notifications. Certain required disclosures may be available from regulatory registers or upon request.

Where Telldar group entities are subject to prudential capital requirements that include Pillar 3 disclosure obligations, the required disclosures are published in accordance with applicable regulatory requirements. Pillar 3 disclosures provide information about capital resources, risk exposures, and risk management practices. Where applicable, these disclosures are available on our website or upon request.

Where applicable regulatory frameworks require disclosure of remuneration policies and practices, we publish the required information in accordance with relevant requirements. Our remuneration policies are designed to promote sound risk management and alignment with long-term interests of clients and the firm.

For detailed regulatory information about specific Telldar group entities, including authorization status, registered office addresses, and entity-specific disclosures, please contact the relevant entity directly or our central corporate function. We can provide entity-specific information including:

We may update these regulatory disclosures from time to time to reflect changes in our business, regulatory requirements, or other circumstances. Material updates will be posted on this page with an updated revision date.

We encourage you to review these disclosures periodically to stay informed about our regulatory status and important notices.

If you have questions about these regulatory disclosures or require additional information about our regulatory status or compliance arrangements, please contact us:

Compliance Department
The Telldar Holdings Company
Email: Available upon request
Address: Available upon request